by dcadmin | Jan 9, 2024 | Auditor or Accountant, Blockchain Participant, Company Officer, Financial Adviser or Investor
Your firm says you did something wrong You’ve worked hard to build your reputation in the industry, and it doesn’t take much to tarnish everything you’ve built. Sometimes a customer will make a complaint and the firm will react defensively, blaming...
by dcadmin | Jan 9, 2024 | Auditor or Accountant, Blockchain Participant, Company Officer
Finding the “right” lawyer changes with the context. Insurance—Directors & Officers (“D&O”) Insurance Most companies of any size will have considered purchasing a D&O insurance policy and most corporate insurers will suggest such a policy...
by dcadmin | Jan 9, 2024 | Blockchain Participant, Company Officer, Company Owner
Think first A lawsuit should be a last resort, but discussing the issues with a lawyer shouldn’t be the last thing you do before filing. Getting expert advice up front can save your company a lot of money down the road. A good lawyer can help you shape the...
by dcadmin | Dec 20, 2023 | Auditor or Accountant, Blockchain Participant, Company Officer, Company Owner, Financial Adviser or Investor
Audit Committee/Board-led Independent Investigation Where a company’s audit committee wishes to conduct an investigation into potential violations (this may happen before any government investigation starts), they should probably not use a law firm that regularly...
by dcadmin | Dec 19, 2023 | Auditor or Accountant, Blockchain Participant, Company Officer, Company Owner, Financial Adviser or Investor
SEC investigations begin and are tracked, completed, resolved, and ultimately closed in accordance with the SEC’s processes and procedures. Accordingly, the progress of an investigation and the next steps in the process can be understood and anticipated. Matter...
by dcadmin | Dec 19, 2023 | Auditor or Accountant, Blockchain Participant, Company Officer, Company Owner, Financial Adviser or Investor
Now that the government has served a subpoena on you, what does it mean and what should you or your company do in response? We’ll speak in the context of an SEC subpoena, but any subpoena issued by the government–whether by the SEC, DOJ, CFTC, or some...
