Financial Services
Meet The Team
SECIL brings together accomplished trial lawyers, former government attorneys, and trusted advisors with deep experience handling investigations, enforcement matters, complex litigation, and regulatory challenges. ›
Who We've Helped
Financial advisors
Lead counsel in contentious arbitration involving a business dispute between two financial advisors, resulting in award of more than $2 million in compensatory damages and attorneys’ fees for our client.
Expungement disputes
Succeeded in challenging FINRA’s motion to vacate an award for expungement in favor of a financial advisor in a non-customer related case.
Broker-dealers
Represented firm for 25 years in FINRA customer related arbitrations and SEC, FINRA, and state regulatory matters.